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Speaker, author, teacher, consultant: I teach/consult to financial, tax, and legal professionals about the tax laws that govern IRAs and employer plans

Top 10 Factor for Choosing Between a SEP IRA and a SIMPLE IRA (IRA7)

  • 07 Aug 2019
  • 1:00 PM - 3:00 PM

Instructor(s): Denise Appleby, APA, CISP, CRPS, CRC, Mike Tucker, Ph.D., LL.M., J.D., CPA

CPE Credits: 2

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SEP IRAs and SIMPLE IRA plans are easy to establish and operate and have little administrative cost. They are also easy to communicate to employees and are often considered to be ideal starter plans for small businesses. Both plans have competing and similar features and benefits that would make them suitable for the small business.

Major Topics:

  • The features and benefits of SEP IRAs and SIMPLE IRAs
  • Documentation requirements for SEP IRAs and SIMPLE IRAs
  • Identifying suitable businesses
  • Contribution rules
  • Notification requirements
  • Terminating a SEP or SIMPLE IRA

Learning Objectives

  • Learn the operational and compliance requirements fort SEP IRAs and SIMPLE IRAs
  • Determine the contribution requirements and limits for SEP IRAs and SIMPLE IRAs
  • Know how to establish SEP IRAs and SIMPLE IRAs
  • Learn how to communicate SEP IRAs and SIMPLE IRAs, in accordance with regulatory requirements

Designed for:

Financial advisors, tax professionals, and individuals who support IRAs and employer plans (employees of financial institutions who answers questions about and handle transactions for IRAs and employer plans)


A basic understanding of individual income tax

Advanced Preparation:


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Grayson, GA 30017

Telephone: 973-313-9877

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